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Fungi and Bacteria in Ventilation Systems

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Fungi growing in ventilation systems
may contaminate indoor environments and cause a variety of problems. Some
fungi can cause lung infections.

Many fungi can cause allergic
reactions in susceptible people and respiratory irritation in non-allergic
people. Inhalation of fungal spores by highly susceptible people can have
fatal consequences. Some environmental bacteria can grow in ventilation
systems, but these are rarely a threat to healthy people. They can, however,
be a nosocomial problem. |
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lung tissue infected with a growing
mycelium of aspergillus |
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Low levels of airborne fungi can be a primary or contributing
cause of "Sick Building Syndrome" (SBS) and poor Indoor Air Quality (IAQ). The
photomicrograph above shows lung tissue infected with a growing mycelium of
aspergillus.
Fungi differ significantly, in certain respects, from most
other airborne pathogens, such as bacteria, viruses, and protozoa. Fungi do not
cause secondary contagious infections; only the person inhaling the fungi is at
risk. Fungi can exist outdoors and enter the building through the air intakes.
No other respiratory pathogens can exist outdoors -- viruses
and bacteria are carried and transmitted indoors by human or animal hosts, with
anthrax being one of the exceptions. Fungi are normally harmless and
non-parasitic. Fungal infections inevitably result from fungi being in the wrong
place, often as the result of poor cleanliness or improper design of ventilation
system components.

Fungi are actually plants that contain no chlorophyll -- see
the chart above. The true fungi are the Eumycetes. Some of the fungi, the
mushrooms, yeasts and some of the molds are extremely beneficial to us. They
assist the production of cheese, antibiotics, yogurt, wine and beer. Some fungi,
like the blights, can cause extensive crop damage. Dutch Elm disease is, in
fact, a fungus. In buildings, the ones that cause problems when they get into
the wrong place are usually certain of the ascomycetes.
Airborne Pathogenic Fungi
Only certain fungi can produce infections, and only a few of
these have been noted to travel via the airborne route, or become entrained in
the airflow of intake ducts. The following chart list those fungi which are of
primary concern:
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FUNGI |
DISEASE / SYMPTOM |
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Aspergillus |
Aspergillosis |
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Absidia |
- |
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Rhizopus |
- |
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Mucor |
- |
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Cryptococcus neoformans |
Cryptococcosis |
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Histoplasma capsulatum |
Histoplasmosis |
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Blastomyces dermatitidis |
Blastomycosis |
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Coccidioides immitis |
Coccidioidomycosis |
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Penicillium sp. |
Respiratory irritation, allergic reactions |
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Micromonospora faeni |
Respiratory irritation, allergic reactions |
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Thermoactinomyces vulgaris |
Respiratory irritation, allergic reactions |
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Alternaria |
Respiratory irritation |
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Cladosporium |
Respiratory irritation |
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Helminthosporium |
Respiratory irritation |
Fungi from Outdoors
Fungi produce spores, in much the same way as bacteria do,
and this enables them to survive harsh conditions while they travel or lie
dormant. Spores are usually what enter the building air intakes and what can
travel through the ventilation airstream. Fungal spores are smaller than fungal
cells and can vary in size from 1 micron to 100 microns.
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A well-maintained HEPA filter
should be capable of intercepting the vast majority of fungal spores. Below
is an image of a colony of Candida albicans that has produced a
number of large and small spores.
Fungi are ubiquitous in the outdoors,
but occur in high concentrations only in hot Southern climates, especially
during dry spells. Florida, Louisiana, Texas, New Mexico and southern
California often experience high seasonal mold spore levels. |
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Generally, when the ground dries after
a period of moisture, the winds can overturn the top layers of soil and
disperse large quantities of mold spores. These can be carried aloft into
urban areas, where they are drawn into air intakes and building ventilation
systems.
The photo at the right shows the long
growing branches of mycelium that are characteristic of Nocardia asteroides,
from a sputum sample of an infected patient. Nocardia are bacteria called
actinomycetes, which greatly resemble fungi in characteristics, and they
also produce spores. Anthrax is a good example of this type of bacteria. |
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Even though the problem is more common in southern states, it
only takes the right conditions for microscopic quantities of fungi to gain a
foothold in a ventilation system. This situation has occurred across the US,
regardless of climate. Many, if not most, cases of poor IAQ and SBS can be tied
directly to the occurrence of mold spores either in the ventilation ducts, or in
the walls of buildings. Sometimes, fungi are merely a contributing factor when
the ventilation is inadequate -- normal levels of airborne fungi are not removed
from the building air.
Dealing with Fungi in Ventilation Systems
Filtration provides the primary defense against fungal spores
entering a building ventilation system. Pre-filters can be effective against
most fungi, even when in the spore form. If a higher degree of protection is
required, HEPA filters can be very effective, provided they are tightly
installed, and well maintained.
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Fungus
can grow on HEPA filters as well as other ventilation components and, if
unchecked, can actually contribute to the problem. The image below shows a
layer of actinomyces mycelium growing on a surface.
Fungus or fungal spores from the
outdoors can be dealt with easily, as described above. If, however, the
fungus is already growing inside the building or ventilation system, the
problem becomes somewhat more difficult. Fungi require moisture for growth.
The source of the moisture must be identified and then controlled.
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Cooling coils, drains pans, and water pans for humidifiers
are likely locations for fungal growth, especially when there is standing water.

These must be treated as necessary with proper disinfectants.
These components should be disassembled and cleaned with a strong
disinfectant, such as chlorine, when fungal or bacterial growth is found.
Clogged drains are often a cause for standing water. Some systems provide
built-in or have added UVGI lights for continuous disinfection with an added
benefit of reduced maintenance.
Condensation on ductwork or other components is another
likely source of moisture. The ductwork must be inspected for fungal growth and
cleaned with a disinfectant. The cause of the condensation must be
identified. Often, it results from inadequate insulation, or leakage into, or
out of, the ductwork. Sometimes return air can leak into the supply air duct and
result in localized condensation. Sometimes the insulation
itself can absorb and hold moisture, resulting in fungus
growth that may then directly or indirectly produce contamination of the
building air. Smoke tests, or airflow measurements, and/or pressure tests can
determine duct leakage.
In the absence of water they may reduce to spore form, which
makes them even more subject to air entrainment. Therefore, a cycle of
condensation and dehydration may exacerbate a fungal dispersion problem. In this
case, the problem might be perplexing to isolate -- sometimes the duct and
components will appear dry, while cases of respiratory irritation or infection
may occur in irregular cycles that could ultimately depend on humidity
variations. Every situation can be unique and must be studied carefully.
Air Sampling and Testing*
Sampling of airborne microorganisms can be inconclusive.
There are no absolute standards, and decisions on whether a building has a
fungus problem or not are often made arbitrarily. Methods of collection can give
divergent results and are therefore heavily subject to interpretation.
Swabbing a sample from a duct or an exhaust grille will yield
some concentration of fungal or bacterial cells, but doesn't exactly correlate
with airborne concentrations.
Measuring airborne concentrations can likewise produce
results that depend on interpretation. Often, the testing agencies will not
identify the specific microorganisms, but will merely state that colonies were
formed, or that there is a potential contamination problem. Most fungi are
unique and have distinctive characteristics.
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The photomicrograph at right
shows a colony of actinomyces, in which the radiating rays of the mycelium
are clearly visible around the central granule.
Any studies contracted to be
performed, such as on schools or office buildings, should be required both
to state the types of microorganisms discovered, their probable airborne
concentrations, and how these compare with standards or typical
concentrations in normal, or "healthy," buildings. |
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{*Note
from Medical Air Solutions:
Testing procedures can be defined to provide general information on the
types of fungi or bacteria that is present in HVAC systems and room
environments. Sample devices can be set to allow timed samples for
evaluation indicating airborne pathogen content.
Swap samples on heating/cooling coils can test for either a
specific pathogen or a genus to indicate what pathogens could be present on the
coils. This will also provide information to decide what measure(s) should be
taken to treat a pathogen infestation.
Thinking outside of the engineering scope, testing might also
be advisable to show due diligence where the possibility of litigation exists.
Unfortunately, litigation involving IAQ (Indoor Air Quality) is becoming much
more common.
There are three primary reasons that a building/plant
engineers would want to think about the installation of HEPA filters or UVGI
devices are:
 | Virus, bacteria and mold/fungus elimination from airstreams in HVAC
systems |
 | Energy savings from UVGI on cooling/heating coils |
 | Reduced cost of short-term disability insurance (workers calling out sick)} |


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The Aerobiological Engineering Series is courtesy of the Penn
State Architectural Engineering & Biology Departments
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